Democracy
has had a good run. But its design is fundamentally flawed. It’s time to
experiment with a new system, to see if we can improve upon the design
Just over twenty years ago
Francis Fukuyama declared liberal democracy the end of history. But history
marched on, revealing rot in democracy’s roots. Around the world, from radical
leftists in Venezuela and Greece to American Trump supporters, bitter voters
wave their banners around populist demagogues. Nationalist movements, echoing
those that lead to the first world war, are on the rise. The working classes
reject globalization, immigration and economic liberalism. The United Kingdom
voted to leave the European Union, and other countries may soon follow suit. In
the United States, the political parties are more polarized than ever before,
with the most right-wing Democrat to the left of the most left-wing Republican.
As a result, the United States faces gridlock and tribal politics rather than
compromise solutions.
These movements are driven by
low-information voters and the politicians who serve them. The past few decades
have been perhaps the best in human history, with more people around the world
rising out of absolute poverty than ever before. But many Western voters,
ignorant of the social sciences or even of basic political facts, see change
all around them, feel left behind and neglected, and strike out in fear and
resentment.
When we take a close look at the science of voter behavior, we should not be
surprised to see democracy producing poor results on occasion. What’s
surprising is that democracies do not fare even worse.
Democracies contain an essential flaw. By
spreading power out widely, they remove any incentive for individual voters to
use their power wisely. In a major election or referendum, individual voters have
no greater chance of making a difference than they do of winning
Powerball. They have no incentive to be well informed. They might as well
indulge their worst prejudices. Democracy is the rule of the people, but
entices people to be their worst.
What if there were an alternative? In my
forthcoming book Against Democracy, I describe a new
system of government called epistocracy. Epistocracy is meant to do what
democracy does well, but guard against democracy’s downsides.
In a democracy, every citizen
automatically receives an equal basic right to vote and run for office. Most
modern democracies are republican democracies, containing checks and
balances, with judicial review, constitutional constraints, multicameral
legislatures, contestatory forums, bureaucratic autonomy, political parties and
the like, all intended to slow down politics, prevent majoritarianism and
protect minority interests.
Epistocracies retain such structures. The
essential difference is that in an epistocracy, the right to vote is
apportioned, to some degree, according to knowledge. An epistocracy
might grant everyone the right to vote, but weigh some votes more than others,
or more might exclude citizens from voting unless they can pass a basic test of
political competence.
Democracy is the official religion of the
West. Now is as good a time as any to question the faith.
Democratic Triumphalism
Most Westerners, left and right, embrace
what I call Democratic Triumphalism. Triumphalism’s slogan is, “Three
cheers for democracy!” It holds that democracy is a uniquely just form of
social organization. People have a basic right to an equal fundamental share of
political power. Participation is good for us—it empowers us, it’s a useful way
for us to get what we want and it tends to make us better people.
Against Democracy attacks Triumphalism. Democracy does not deserve at least two of those
cheers, and might not deserve the third, either.
I argue that political participation is
not valuable for most people: it does most of us little good, and participating
in politics tends to make us mean and dumb.
I argue that citizens don’t have any basic
right to vote or run for office. The right to vote is not like other liberal
rights. A right of free speech gives a citizen power over herself; the right to
vote gives her power over others.
Democracy, I argue, is not an end in
itself. It has the kind of value a hammer has. It’s just a useful instrument
for producing just and efficient policies. If we can find a better hammer, we
should use it. Indeed, epistocracy may be a better hammer. Perhaps a liberal
republican epistocracy might outperform liberal republican democracy. It’s time
to experiment and find out.
A Crash Course in Voter Behavior
Political scientists, psychologists and
economists have studied voter behavior for over sixty years. They’ve conducted
thousands of studies and amassed a huge amount of data. Their findings are
largely uniform and depressing. In general, voters are ignorant, misinformed
and biased. But there is tremendous variance. When it comes to political
information, some people know a lot, most people know nothing and many people
know less than nothing.
During election years,
most citizens cannot identify any
congressional candidates in their district. Citizens generally don’t
know which party controls Congress.
During the 2000 U.S. presidential election, while slightly more than half of
all Americans knew Gore was more liberal than Bush, significantly less than half
knew that Gore was more supportive of abortion rights, more supportive of
welfare-state programs, favored a higher degree of aid to blacks or was more
supportive of environmental regulation. When asked to guess what the
unemployment rate was, the majority of voters tend to guess it is
twice as high as the actual rate.
And so on. In general, voters in most
countries can identify the incumbent chief executive, but know little else
beyond that.
These kinds of surveys overstate how much knowledge citizens have, in
part because they only ask easy questions, such as who the incumbents are or
whether crime is falling. But democracies ask citizens to choose among
political parties offering different policy platforms. To evaluate these
platforms, citizens need at least some grasp of economics and political science.
There’s little reason to think they are informed about these things. On the
contrary, American voters, both left and right, have systematically different
beliefs about the economy from professional economists, and these differences
are not
explained by demographic factors.
Citizens aren’t just ignorant or
misinformed, but irrational. Few citizens process information with an open
mind; most citizens disregard any information
that contradicts their current ideology. Voters suffer from a wide range of
biases, including confirmation bias, disconfirmation bias, motivated reasoning,
intergroup bias, availability bias and prior attitude effects.
It’s no surprise that most voters are
ignorant, misinformed and biased. Our individual votes make no difference. When
it comes to politics, smart doesn’t pay, and dumb doesn’t hurt.
An individual vote for the worst possible
candidate produces the same results as a vote for the best possible candidate.
Abstaining from voting produces the same results as voting. A well-informed
vote produces the same results as a badly informed, misinformed or irrational
vote. An individual vote after careful deliberation produces the same results
as voting after flipping a coin or dropping acid.
Information matters. Which policies people
prefer depends in part on how informed they are. Even controlling for the
influence of sex, race and income, highly informed citizens have
systematically different policy preferences from ignorant or
misinformed voters. For instance, high-information voters favor free trade,
globalization, immigration and civil libertarianism. Low-information voters,
regardless of their demographics, favor the opposite: they tend to favor
Trump’s platform.
Political Liberty: Who Needs It?
The democratic faith holds that the right
to vote is the most important right of all. On reflection, it’s a strange view.
Consider: your rights to choose an occupation, to control your sex life, to
choose what and when to eat, or to buy and sell as you desire, give you
significant control and autonomy over your own life. In contrast, your right to
vote does you little good.
Most people talk as if the right to vote
has major instrumental value. They say your right to vote allows you to consent
to government, to control and shape political outcomes, and to protect yourself
from being dominated by others.
But none of this withstands mathematical
scrutiny. How we vote matters; how any one of us votes does not.
Casting an individual vote has roughly the same power over political outcomes
as praying to Jupiter or blowing one’s nose. Democracy empowers the majority,
but it does not empower any of the individuals who form that majority.
The probability that your individual vote
will change the outcome of a major election or referendum is
roughly on the order of the probability you will win the Powerball.
Winning the lottery is worth hundreds of millions, but it still doesn’t make
sense to buy a ticket. So it goes with voting. Imagine Trump promises to pay
you $10 million if he’s elected. Though his victory would net you $10 million,
it’s not worth the effort to vote for him, any more than it’s worth buying a
Powerball ticket.
Many people understand that individual
votes matter little. They instead invoke the symbolic value of the
right to vote. In Western democracies, we treat the right to vote as a
metaphorical badge of dignity and equality. We imbue people with the equal
right to vote in order to express that they are full and equal members of the
national club. Many philosophers believe that democracy necessarily expresses
that all citizens have equal worth.
This widely held view is
odd. Democracy is not a poem or a painting. Democracy is a political system. It
is a method for deciding how and when an institution claiming a monopoly on
legitimate violence will flex its muscles. Government is supposed to protect
the peace, provide public goods and advance justice. It’s not in the first
instance an institution intended to boost, maintain or regulate our
self-esteem.
Political theorist and British MP Auberon
Herbert said, “The instinct of worship is still so strong upon us that, having
nearly worn out our capacity for treating kings and such kind of persons as
sacred, we are ready to invest a majority of our own selves with the same kind
of reverence.” In feudal times, we regarded the king, in virtue of holding
power, as possessing a kind of majesty. In a democracy, we instead imagine
every voter, in virtue of sharing what was the king’s power, as possessing that
same majesty. But there’s no obvious reason why we should think that way.
Instead of viewing a president or prime minister as majestic, we could just
regard her as the chief public-goods administrator. Instead of viewing the
right to vote as signaling that a person is an equal and valued member of
society, we could regard it as possessing no more status than a plumbing or
hairdressing license. Or instead of considering that such rights signify
membership in the national club, people could just regard these rights as
licenses—no different from driving, hairdressing or plumbing licenses.
Here’s the dilemma: suppose epistocracy
tends to perform better—to produce better, more just, more efficient
outcomes—than democracy. We could conclude that, nevertheless, epistocracy
“expresses” contempt, and so have deal with suboptimal government in order to
protect people’s feelings. Or we could conclude that treating the right to vote
as a badge of dignity is silly, and instead pick the system that works better.
The Injustice of Incompetent Government
Democracies do not just choose mundane
things like flag colors or national anthems. They decide matters of peace and
war, prosperity and poverty, growth or stagnation.
When a democratic majority picks a policy,
this is not akin to you picking a sandwich from a menu. When the
majority chooses, it chooses not only for itself, but for dissenting voters,
children, foreigners, nonvoters and others who have no choice but to bear the
consequences.
Ample empirical research shows that voters
are systematically ignorant, misinformed and irrational. That’s not just a bad
thing. It might be an injustice.
As an analogy, suppose a jury were
deciding a capital murder case. But suppose instead of carefully considering
the evidence, the jury found the defendant guilty out of caprice or malice.
Suppose a third of jurors paid no attention to the evidence, and just decided,
by coin flip, to call the defendant guilty. Suppose another third decided to
find the defendant guilty because they dislike his skin color. Suppose the
final third paid attention to the evidence, but found the defendant guilty not
because the evidence suggested he was, but because they subscribed to a bizarre
conspiracy theory.
If we knew a jury behaved that way, we’d
demand a retrial. The defendant’s property, welfare, liberty and possibly life
are at stake. The jury owes the defendant and the rest of us to take proper
care in making its decision. It should decide competently and in good faith.
This line of reasoning applies even more
strongly to the electorate as a whole. Political decisions are high stakes. The
outcomes—including all ensuing laws, regulations, taxes, budget expenditures,
wars, and so on—are imposed upon us involuntarily. These decisions can and so
harm us, and can and do deprive many of us of property, liberty and even life.
At first glance, we should think that voters, like jurors, have a moral
obligation to vote in a competent and morally reasonable way. But when we look
at actual voter behavior, it seems like they systematically violate this
obligation.
Forms of Epistocracy
In a democracy, every citizen receives an
equal basic share of political power. It’s a small share indeed. In an
epistocracy, some citizens have greater voting power than others. Each
individual citizen at most receives only small share. What makes epistocracy
different—and why it might perform better—is that it reduces the power of the
least informed.
Democracy tends to prevent citizens from
dominating one another because it spreads out power widely. But this requires
that literally every citizen have equal power. An epistocracy could produce the
same results so long as it avoids concentrating power in just a few hands.
Don’t confuse epistocracy with
technocracy. When people talk about technocracy, what they usually have in mind
is a cadre of experts who use government to manage the citizens and engage in
massive social engineering projects. Technocracy is not so much about who
rules but about how they rule and what they do. Many democrats
advocate technocracy, and an epistocrat can reject it.
Don’t confuse epistocracy with
totalitarianism. Totalitarianism isn’t about who rules, but what they
rule. Totalitarian governments stick their noses in everything. Liberal
governments leave many issues off the political bargaining table.
Any reasonable form of epistocracy will
spread power out among rather than concentrate it. Any reasonable form will
retain all the republican checks and balances. No modern epistocrat advocates
the rule of philosopher-kings. Instead, the reasonable forms of epistocracy,
those worth considering, include:
Restricted Suffrage: Citizens may acquire the legal right to vote and run for office only if
they pass a test of basic political knowledge.
Plural Voting: As in a democracy, every citizen has a vote. However, some citizens, such
those who who pass a test of basic knowledge, or who meet some other criteria
correlated with political competence, can acquire additional votes.
Epistocratic Veto: Just as in a democracy, all laws are passed by a democratic legislature
elected through universal suffrage. However, an epistocratic body with
restricted membership retains the right to veto rules passed by the democratic
legislature. Just as judges can veto legislation for being unconstitutional,
so, perhaps, a board of economic advisors might have the right to veto
legislation (such as protectionist policies) that violate basic economic
principles.
Weighted Voting: During the election, every citizen may
vote, but must at the same time take a quiz concerning basic political
knowledge. Their votes are weighted based on their objective political
knowledge, all while statistically controlling for the influence of race,
income, sex and/or other demographic factors. With such data (which will be
made public), any statistician can then calculate or estimate, with a high
degree of certainty, what the public would want if only it were informed.
The epistocracy does what the informed public would want, rather than what the
uninformed public in fact wants.
The big question, of course, is what
counts, and who decides, political competence or basic political knowledge. I’m
less troubled by this question than many. We could just use the type of
questions we’ve been using on the American National Election Studies. We could
use the questions we’ve been using on the American citizenship exam. These are
easy, objective, easily verified questions, but we have good grounds to think
that the capacity to answer them is correlated with the kind of social
scientific knowledge that really matters.
One somewhat paradoxical-sounding, but
surprisingly reasonable, idea is that we could use democratic procedures
to choose a public definition of political competence, which we in turn use to
selected epistocratic voters. For instance, imagine that to vote for president,
one must pass a “voter qualifying exam,” but then imagine that this exam itself
was selected through a democratic vote. This may seem strange—if democracies
are competent to choose a legal definition of competence, why aren’t they also
competent to choose a president? But there are two reasons why this is less
paradoxical than it sounds. First, the problem with democracy is not that citizens
fail to understand, in the abstract, what counts as a good president. Rather,
they have good abstract standards, but they are bad at applying their
standards, at selecting a person who meets them. Second, the question “What
counts as political competence?” is a much easier question than, say, “Should
we have free trade or protectionism?” The latter question
Conclusion: The Better Hammer
There’s no doubt that in the real world,
any epistocratic system would suffer government failures and abuse. But the
same goes with democracy. In the real world, special-interest groups would try
rig both systems for their benefit at the expense of everyone else. In the real
world, both epistocracy and democracy will be imperfect and flawed. The
question we should ask is which system would work better
Governments are like hammers, not poems.
The point of a government is to produce good outcomes. Democracy has had a good
run. But it has an endemic design flaw. It’s time to experiment with a new
system, to see if we can improve upon the design.
Jason Brennan is the Robert J. and
Elizabeth Flanagan Family Associate Professor of Strategy, Economics, Ethics
and Public Policy at the McDonough School of Business at Georgetown University.
This article was adapted from his new book Against
Democracy (Princeton University Press), released September 7,
2016.
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